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Archive for May, 2009

“Witnessing” Signatures - Signatory not present!

Wednesday, May 20th, 2009

 

WITNESSING SIGNATURES

 

It might surprise you that often I am asked to assist in a case where an urgent document -which needs to be “witnessed by a Notary Public”, has in fact already been signed. “Can you witness a document please; Mr Jones signed it last night!”

 

Usually there is nothing sinister about this – typically it is just a matter of someone being very busy.

 

Imagine a Company Director, who has flown in from Brazil late on a Saturday night and dealt with his paperwork in his office overnight then caught the early morning plane to South Africa on Sunday. With no time to arrange a Notary to attend to witness his signature, he leaves the signed paper on his desk and asks his colleagues to “get it notarised” the following week.

 

Clearly the word “witness” has a dictionary meaning – I witness what I see. I cannot be a witness, if I didn’t see.

 

Some legal papers – particularly those called DEEDS and also of course WILLS – are defined by Statute Law as required to be signed in the presence of appropriate witnesses. If they are not witnessed, they are in-valid. If my imaginary Businessman has left a document like that to be dealt with then of course I cannot assist.

 

However it may sometimes be that the document does not require a witness as a matter of legal validity; but merely that some person or Authority abroad needs to be satisfied that the document was properly signed by the right person.

 

For example, a letter from a Company Director, confirming to a customer abroad that Fred Bloggs is a properly appointed employee of the Company authorised to take orders for company products, does not need to be a deed. It does not need to be witnessed, even though the foreign customer may require that it be Notarised. In such a case, I can often assist. If I know the signature of my client and already have copies of it on other papers in my records, if he emails me to confirm that he did indeed sign the letter, then I can add a Notarial Authentication.

 

In such a case my Certificate might say that – “As a Notary Public well aware of the signature of Mr Jones I have carefully considered the signature above which was made in my absence and I hereby confirm it to be the genuine signature of the said Mr Jones”.

 

This makes it clear that I was not a witness, but nevertheless I certify that Mr Jones made the signature.

 

This arises so often, that the Council of the Notaries Society, has given written guidance which I set out below

 

THE NOTARIES SOCIETY

AN OPINION OF THE COUNCIL

CERTIFYING UNATTESTED SIGNATURES

A Notary may properly witness a signature only if it is signed in his presence . Similarly he may authenticate the due execution of a document only if it is executed in his physical presence. Occasionally a notary may be asked to verify that a signature is genuine, even though he was not present when the signing took place.

If he accepts such instructions then he must adhere to the following minimum standards:

1. On a prior occasion the Notary must have first seen the signatory affix his signature to a form which is retained in the protocol file of the Notary;

2. The Notary should check the continued existence of the signatory regularly;

3. If the signatory is a representative of an organisation or company his continued authority should be checked regularly;

4. The Notary should at the time of verifying the signature take such steps as are reasonable to ensure that the signatory has in fact signed the particular document;

5. The certificate must be unequivocal and must not state or imply that the signature has been affixed in the presence of the Notary or that the document has been properly executed;

6. The Notary must refuse to certify the unattested signature if full attestation by a notary is required to complete the formal requirements for the proper execution of the document.

7. The Companies Act 2006 allows the execution of Deeds on behalf of a Company by the signature of one Director in the presence of a witness who attests his signature. Notaries must be aware of the risks involved, and specifically state that they are not attesting a signature which was not affixed in their presence, so as to avoid an accidental attestation which would give the document an authenticity and validity which it does not deserve. But it would be possible to attach a notarial certificate to a document on which the director’s signature had already been witnessed, provided that all of the above safeguards were followed.

Notaries must be aware of the risks of issuing such certificates and should, if in any doubt at all, decline to act.

It is the opinion of the Council of The Notaries Society that there can be no professional objection to a Notary certifying the fact that the signature on a document is that of a signatory known to him provided that the Notary follows the foregoing procedure.

Dated this 20th day of January 2009

Thomas A Hoyle

President The Notaries Society

By authority of the Council

© The Notaries Society

 

Monday, May 11th, 2009

Civil Procedure Rules in England and Wales

 

Notarial Acts now have recognized Probative Force

 

The 2006 amendments to the Civil Procedure rules include a new rule 32.20 which gives probative force to Notarial Acts. The rule says “A Notarial act or instrument may be received in evidence without further proof as duly authenticated in accordance with the requirements of law unless the contrary is proved”

 

What does it mean?

Well, as with all new law, the Judges will no doubt tell us in due course! What seems to be certain is that the Certificate of an English and Welsh Notary made in England and Wales is now accepted in the Courts as prime facie evidence of the truth of the statement contained in it. 

Two obvious uses to which the new powers can be put immediately are

  • in recording facts for future litigation, particularly where there are elderly or infirm witnesses
  • in the making of Wills (perhaps with recourse to the Testator’s doctor or other relatives) where the Notary is able to record at the making of the Will that the Testator is of full age sound mind fully aware of the extent of his family to whom he may or may not have allegiance and that the Will is made of free will and without undue influence

 

The point is that the Notary is an independent third party lawyer owing a duty of care to the overall “Transaction” and not merely to the party paying him. Our Certificates are intended to be of great assistance to any Judge since to mount a successful challenge to the Certificate would be to impugn the integrity of the Notary himself. The likelihood is that the use of Notarial certificates and acts having true Probative Force will increasingly be of service to the administration of Justice and thereby to the service of the public.

One of my colleagues has emailed me to say

I thought that you would be interested to know that I have prepared a certificate today with the intention that it might be used in court proceedings in this Country.

I was asked to view some pages from a website, print them off, confirm what I had done in a certificate and attach the printed web pages to that certificate. It struck me that this was an ideal introduction to the new world of probative acts. I was preserving evidence of something that is transient. I had only to record what I had done and I did not have to express any opinions whatsoever. My client took the view that the website contained misleading information; but that is a matter for him and the Courts.

Another case might be to prove rights of authorship – send me a CD or MP3 of your music and a statutory declaration can be made – a very cost effective way to prove copyright.

This change in the law is of obvious benefit to any party or solicitor involved in or contemplating litigation. If you fear that one day in the future you may need to prove as fact any matter which I can properly certify today (remember that I am able to certify anything which I can personally verify as a fact – this does not however mean that I can record my mere opinion since, as before, opinions are a matter for your expert witness) then give me a call and I can provide a suitable notarised certificate.

I leave it to your own ingenuity to devise further uses for this new facility – it seems to me that there is huge potential for Notarial assistance in litigation under the new rule.